ppAt Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. /p pThe Team Head – Products Services Compliance plays a pivotal role within the Compliance function of Bank Julius Baer Europe (BJBE), reporting to the Head of Regulatory and Product Services Compliance. This position is central to safeguarding the integrity and regulatory standing of the bank by leading a dedicated team responsible for proactive compliance monitoring across core business activities. /p pOperating as a strategic partner to senior management, the incumbent ensures robust oversight of compliance risks associated with products, services, and client‑related operations. The role demands a strong command of EU financial regulation, deep technical expertise, and the ability to lead with influence across multi‑jurisdictional teams. The individual will uphold the highest standards of conduct in alignment with Julius Baer’s values and governance expectations. /p h3Leadership Compliance Oversight /h3 ul liLead, mentor, and develop a high‑performing compliance team focused on product and service monitoring, fostering a culture of accountability, precision, and continuous improvement. /li liEnsure full adherence to internal policies, regulatory requirements, and supervisory expectations across all BJBE entities. /li liChampion the “Second Line of Defense” mandate by providing independent, objective assessment and challenge to front‑line functions. /li /ul h3Regulatory Advisory Business Partnership /h3 ul liServe as a trusted advisor to business units, legal,



risk and product development on compliance implications relating to current and emerging regulations. /li liProactively assess the impact of evolving regulatory landscapes—including MiFID II, IDD, AML/CFT, Tax Transparency (CRS/FATCA), Sanctions, Market Abuse Regulation (MAR), and ESG‑related rules—and translate these into actionable guidance and control enhancements. /li liContribute strategically to cross‑functional projects involving new product launches, market expansions, or system implementations requiring compliance integration. /li /ul h3Compliance Framework Controls /h3 ul liDesign, implement, and continuously refine a risk‑based compliance monitoring framework aligned with group standards and local regulatory expectations. /li liOversee the execution of the annual Compliance Control Plan, ensuring timely delivery and effective escalation of findings. /li liDrive remediation efforts in collaboration with first‑line stakeholders and monitor progress to resolution. /li liPrepare comprehensive periodic and ad‑hoc reports for BJBE Senior Management, the Head of Regulatory and Product Services Compliance, the Chief Compliance Officer, and Group Compliance, detailing control effectiveness, issue trends, and mitigation plans. /li /ul h3Stakeholder Engagement Regulatory Interface /h3 ul liRepresent Compliance in key internal committees at both BJBE and Group levels,



contributing to enterprise‑wide risk discussions and policy formulation. /li liCoordinate responses to regulators, internal and external audit requests, ensuring completeness, accuracy, and timeliness. /li /ul h3YOUR PROFILE /h3 h3Professional Experience Education /h3 ul liUniversity degree in Finance, Economics, or a related discipline. /li liMinimum of 8 years’ progressive experience in financial services compliance, preferably within private banking, wealth management, or a Big Four consultancy environment. /li /ul h3Technical Skills /h3 ul liIn‑depth knowledge of MiFID II, fraud detection mechanisms, and tax compliance protocols. /li liProficiency in using data analytics tools to identify patterns, support risk assessments, and enhance monitoring efficiency. /li liExceptional attention to detail balanced with a pragmatic, solutions‑oriented mindset. /li /ul h3Personal Attributes /h3 ul liStrong leadership presence with proven ability to manage and motivate professionals in a matrixed organization. /li liOutstanding communication and interpersonal skills—with fluency in English required; other languages considered an asset. /li liCapable of operating independently under pressure while maintaining composure and judgment. /li liHigh ethical standards, personal integrity, and commitment to operational excellence. /li /ul pThis role embodies the professionalism, rigor, and forward‑looking approach integral to Julius Baer’s reputation as a leader in general wealth management. The successful candidate will combine technical mastery with leadership acumen to strengthen compliance resilience and support sustainable business growth. /p /p #J-18808-Ljbffr

📌 Team Head - Products & Services Compliance (Madrid)
🏢 Julius Baer
📍 Madrid