Compliance Officer (Investment Products) Please note that this opportunity requires relocation to our Luxembourg office. Compliance Framework
- Support the Head of the Compliance department in implementing and maintaining a robust Compliance Monitoring Programme to ensure adherence to all applicable regulations. Perform second-line of-defense controls, highlight weaknesses, and issue recommendations. Risk Management
- Identify, assess, and mitigate compliance risks associated with existing and new investment products, including the specific risks presented by crypto-assets. Support the management of compliance incidents. Horizon scanning and Advisory
- Monitor changes in laws and regulations and advise the Authorised Management and the Product teams on business impacts. Policies and procedures framework
- Assist in drafting, updating, and maintaining compliance policies. Regulatory reporting
- Support in timely and accurate regulatory reporting, including the CSSF annual questionnaire on financial crime. Interaction with regulators and auditors
- Support interactions with regulators on matters related to investment services, inspections, and periodic updates. Training
- Assist in developing and help deliver compliance training programs for employees. Reporting




- Support in drafting regular reports on Compliance matters to the Authorised Management and Board of Directors. Compliance experience – 3-5 years in a regulated financial institution (e.bank, EMI, PI, MiFID investment firm, ManCo, or VASP), with hands-on exposure to MiFID II, in Luxembourg or Europe. Regulatory knowledge
- experience working within a compliance framework is required; Regulatory understanding – European regulations, including MiFID 2 and ideally MiCA, and Luxembourg laws applicable to Investment firms. Interest in fintech and investments – including virtual assets, with a strong understanding of technology-driven environments (e.automated onboarding, transaction monitoring tools). AML/CFT knowledge – including transaction monitoring and international financial sanctions. Fluent in English – both written and spoken. Excellent communication and writing skills – convey complex information clearly and concisely. Versátil hybrid working system Professional development programmes Internal workshops & training Stock Option Plan (with additional grants often provided based on performance) International relocation support

📌 Compliance Officer (España)
🏢 Jobtome
📍 España