Regulatory Compliance Manager (Safeguarding) (La Mancha)

Regulatory Compliance Manager (Safeguarding) (La Mancha)

24 oct
|
Revolut
|
La Mancha

24 oct

Revolut

La Mancha

About Revolut
More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. About Revolut People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. About The Role Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.
We're looking for a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics. You'll also support with establishing and monitoring related controls.
What You'll Be Doing Designing, developing, and implementing efficient control processes to ensure compliance with client asset protection requirements
Providing technical advice on safeguarding compliance to business and support functions, while promoting regulatory awareness throughout the firm




Interpreting and providing guidance on the application of safeguarding regulations to products and services
Reviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reports
Coordinating and managing internal and external audits and reviews related to safeguarding compliance
What You'll Need 3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulator
An understanding of the regulatory requirements applicable to client asset protection and reconciliations
Experience managing control processes within a financial services firm, including knowledge of front-to-back office trade flows
The ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlines
Excellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory risks
Experience conducting safeguarding gap analysis, supporting policy creation and implementation
Nice to have A professional certificate/diploma in compliance
Experience with SQL and data analysis to support reconciliation processes and compliance reporting
Building a integral financial super app isn't enough.

📌 Regulatory Compliance Manager (Safeguarding) (La Mancha)
🏢 Revolut
📍 La Mancha

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