Description de l'entreprise :
For its Madrid based office, our client, an international Financial Services structure, is currently looking for a Senior AML Specialist (m/f).
Vos Missions :
Onboarding of the client entity
- Coordinating the acceptance of (new) client entities by collecting the KYC files from the client, analyzing the KYC information from a legal, financial, tax and regulatory point of view, preparing a client acceptance file and getting approval from management, legal, compliance and tax to start service provision.
- Leveraging KYC information from and to advisory firms, such as a notary, tax advisor, bank and/or auditor.
- Focus areas: analyses and mapping of client structure, monitoring and mitigating risks, complying with applicable regulations.
Client Due Diligence (file reviews)
- Preparation of Client Due diligence reviews
- Collects and analyses specific compliance, antecedent and risk appetite related data as part of the client due diligence process.
- Updates client documents and advises on onboarding across geographies, industries, and service lines.
- Being the go-to specialist for all compliance-related questions and industry expert within the Client Team and to clients.
Reporting and improvement of processes
- (Co-)defines and proposes new/updated compliance procedures, work instructions and forms to improve efficiency and integrity of the due diligence processes.
- Draft ad-hoc reports for internal and/or regulatory purposes.
Supervision
- Provides support to junior team members.
AML set up
- Reviews if the request complies with relevant laws and regulations.
- Draft the AML Risk report
- Draft the AML procedures Manual
- Draft the AML agreements or minutes for the approval of the AML plan by the directors of the client entity and collect their signatures.
AML Monitoring
- Review AML transactions to perform monitoring requests of legal department.
- Review and update AML Risk report and AML procedures Manual according to new coming
📌 Senior AML Specialist (Madrid)
🏢 Jobs
📍 Madrid