14 oct
|
Wincent
|
La Mancha
We are a team of 150+ people, primarily Engineers, Traders and Quants, focused on HFT with ~1% of integral crypto trading volume. Chose to have no VCs on cap-table; Already in the global top ten and aiming for number one, we need a Chief Compliance Officer who can run the compliance function day-to-day while maintaining our reputation as a good actor in the market.
This role sits inside the Legal & Compliance team and owns the compliance function group-wide. You will manage the compliance team, ensure regulatory obligations are met, and translate high-level compliance objectives into clear processes, controls, and executions.
You will balance regulatory risk with business realities while ensuring the firm operates to a high standard.
The design, operation, documentation, and evidencing of the group compliance framework, ensuring the firm can demonstrate compliance with applicable laws, regulations, licence conditions, and internal standards.
Maintaining a current, practical understanding of applicable laws, regulations, licence conditions,
and regulatory expectations across relevant jurisdictions, as well as translating them into commercially workable compliance requirements.
Act as a senior point of contact for regulators, including managing examinations, inspections, information requests, regulatory notifications and filings, and ensuring material issues are escalated clearly and transparently.
Assume senior ownership of AML/CTF and anti-financial crime oversight, including customer due diligence, transaction monitoring, sanctions-related controls where applicable, suspicious activity reporting, and escalation of material risks.
Day-to-day management of the compliance team, including compliance operations, quality assurance, and regulatory compliance activities.
Design and build tech-forward compliance infrastructure that scales well with our business activities.
Compliance risk assessment and risk management, identifying regulatory risks early and ensuring
📌 CHIEF COMPLIANCE OFFICER (La Mancha)
🏢 Wincent
📍 La Mancha