The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion. That’s why, at Apex Group, we will do more than simply ‘empower’ you. We will work to supercharge your unique skills and experience. Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities. For our business, for clients, and for you Analyst - Risk and Compliance Department: Risk & Investment Compliance Contract type: Permanent Location: Valencia FundRock Management Company S.A. (Apex group) is a leading third-party Management Company providing services to EU domiciled collective investment schemes in accordance with Luxembourg and Irish regulations. To sustain the growing activity we are looking for a motivated Analyst to support operational day-to-day activity of the Investment Compliance Team based in Luxemburg. Working with liquid investment funds, the Analyst will support the Investment Compliance monitoring for a variety of fund structures and asset classes. Key Responsibilities

Perform the regular monitoring in relation to investment compliance restrictions for UCITS/AIF under management (investment objectives & policies, and investment regulations & restrictions). Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions (regulatory or fund specific), assess and propose classification of breaches including inter alia CSSF reporting pursuant to Circular 24/856.



Contribute to ensuring the implementation and on-going review of procedures and policies related to investment compliance monitoring and risk management. Identify and monitor the risk profile of UCITS/AIF under management. Take an active part in the processes and systems enhancement by challenging, maintaining and contributing to the development of existing processes. Follow-up of compliance issues and maintain the communication with fund’s stakeholders such as investment managers, administrators, auditors, etc. Work closely with other departments and provide support to the clients with ad-hoc queries, new products, funds and/or strategies Assist with regulatory reporting and ensure feed‑back and support to colleagues and management Requirements / Qualifications

Education and Knowledge: Academic background in Finance/Economics/Accounting or other numerical discipline FRM or CFA designation is an asset Experience with investment compliance monitoring, related systems/ tools and corresponding regulatory requirements Knowledge of Luxembourg and European regulatory framework (UCITS, AIFMD, CESR/ESMA guidelines) Good command of Microsoft Office Excellent communication, analytical and critical thinking skills with a solution-oriented mind-set, with the ability to prioritize and to keep deadlines Full professional proficiency in written and spoken English. About Apex Group

We are dedicated to driving positive change in financial services while fuelling the growth and ambitions of asset managers, allocators, financial institutions, and family offices. Established in Bermuda in 2003,



the Group has continually disrupted the asset serving industry through our investment in innovation and talent. Today, we set the pace in asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals. We’re a people-powered business, and our people are full of ambition. Together, we’re inspired to lead the new era of data and tech enabled service. Bringing new products and services to market. Sharpening our client focus. Disrupting the market to exceed expectations. Innovating across a range of specialisms. With our focus on making a difference to our people, our planet and our society, you’ll experience more here than you would at most other companies. Prepare to accelerate. We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster. Positive change starts with you. We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster. The journey is yours to own. When you stretch yourself, you grow. We want you to explore ways of working that will see you thrive as part of something bigger. We’ll help you with a solid structure, challenging projects, vibrant networks, supportive colleagues and approachable leaders. All the things you need to own your unique journey. Find out more about us

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📌 Analyst - Risk and Compliance (Valencia)
🏢 CO_GSCAPX-VAL Apex Financial Services Spain
📍 Valencia