Director Business Line Compliance (Boadilla del Monte)

Director Business Line Compliance (Boadilla del Monte)

03 oct
|
Banco Santander
|
Boadilla del Monte

03 oct

Banco Santander

Boadilla del Monte

Overview As Executive Director in Madrid, you will lead the Madrid Business Line Compliance team and act as a senior advisor to global markets, banking, and transaction banking. You ensure regulatory and SCIB policy alignment across front-office activities, policies, and controls, while building a sustainable compliance framework. You will monitor regulatory developments, train staff, and coordinate with regulators and global teams to uphold a strong risk culture. This role offers impact by shaping compliance in a high-stakes wholesale banking environment. Compensaciones / Beneficios * competitive compensation package Responsabilidades * Provide real-time compliance advisory to Global Markets, Global Banking, and Global Transaction Banking businesses. * Advise on regulations, trade reporting, surveillance, supervision, policies, procedures, and other compliance matters. * Lead the Madrid Business Line Compliance team and embed a sustainable compliance framework. * Monitor regulatory trends and advise stakeholders on business impact. * Draft, update, and implement policies and procedures; deliver regulatory and compliance training. * Support supervisory/control mechanisms aligning with local and integral frameworks. * Participate in conduct investigations,



respond to regulatory inquiries, and coordinate audits. * Interact with regulators on compliance matters. * Identify regulatory and conduct risks; contribute to annual risk assessments. * Develop relationships with senior stakeholders, Legal, Risk, and Control teams to strengthen the Compliance brand. * Collaborate with Global and US Compliance teams for consistency across SCIB. * Prepare reports for senior management and governance committees. Requisitos principales * 10+ years in a US or European regulated financial institution with advisory compliance responsibilities. * Proven ability to advise senior stakeholders and operate in a fast-paced environment. * Strong background in fixed income sales and trading compliance; commodities experience is a plus. * Knowledge of Dodd-Frank regulation beneficial. * Analytical thinking * Excellent written and verbal communication * Ability to influence and engage senior stakeholders * FICC regulations knowledge (EMIR, MiFID II, MAR, SFTR) * Familiarity with CFTC/SEC regulatory frameworks a plus * Regulatory/compliance advisory for complex trading activities

📌 Director Business Line Compliance (Boadilla del Monte)
🏢 Banco Santander
📍 Boadilla del Monte

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