Experteer Overview As Compliance Advisory Officer, you will act as a trusted advisor to TP ICAP’s European business, embedding regulatory requirements into day-to-day operations. You will support the Compliance Manager to shape strategy, culture, and advisory activities across Conduct, Markets, and Wholesale Financial Services. You will interpret MiFID II/MiFIR and other guidance, translating rules into practical actions for the business. This role offers meaningful impact as you help maintain regulatory compliance, performance, and integrity across Madrid and continental Europe. You will work with senior leaders to strengthen controls and governance in a dynamic, cross-border setting.Compensaciones / BeneficiosProvide practical,



risk-based regulatory guidance to the business across applicable regulationsAct as primary point of contact for day-to-day regulatory queries and provide timely guidanceAdvise on MiFID II/MiFIR implementation and related regulatory developments and actionsSupport oversight of European operations to ensure regulatory complianceIdentify emerging regulatory risks and collaborate on mitigation strategiesPartner with Risk, Legal and control functions to maintain an integrated control frameworkAssist design, enhancement and embedding of compliance controls, policies and proceduresSupport development of efficient operating models and control environmentsContribute to regulatory and governance reporting and management informationBuild relationships with senior management, regulators, and internal stakeholdersDeliver compliance training and awareness initiatives across the businessReview monitoring outcomes and oversee timely remediation of issuesSupport regulatory oversight across EMEA locations and promote consistent standardsUndertake project work and occasional regional travelResponsabilidadesSignificant experience in Compliance, Regulatory Advisory, or Financial Services Regulatory LawClear, practical regulatory advisory capabilities with stake

📌 Compliance Advisory Officer (Madrid)
🏢 Tp Icap Group
📍 Madrid