02 oct
|
Tp Icap Group
|
Madrid
02 oct
Tp Icap Group
Madrid
Experteer Overview As Compliance Advisory Officer, you will act as a trusted advisor to TP ICAP's European business, embedding regulatory requirements into day-to-day operations. You will support the Compliance Manager to shape strategy, culture, and advisory activities across Conduct, Markets, and Wholesale Financial Services. You will interpret MiFID II/MiFIR and other guidance, translating rules into practical actions for the business. This role offers meaningful impact as you help maintain regulatory compliance, performance, and integrity across Madrid and continental Europe. You will work with senior leaders to strengthen controls and governance in a dynamic, cross-border setting. Compensaciones / Incentivos
Provide practical, risk-based regulatory guidance to the business across applicable regulations
Act as primary point of contact for day-to-day regulatory queries and provide timely guidance
Advise on MiFID II/MiFIR implementation and related regulatory developments and actions
Support oversight of European operations to ensure regulatory compliance
Identify emerging regulatory risks and collaborate on mitigation strategies
Partner with Risk, Legal and control functions to maintain an integrated control framework
Assist design, enhancement and embedding of compliance controls, policies and procedures
Support development of efficient operating models and control environments
Contribute to regulatory and governance reporting and management information
Build relationships with senior management, regulators, and internal stakeholders
Deliver compliance training and awareness initiatives across the business
Review monitoring outcomes and oversee timely remediation of issues
Support regulatory oversight across EMEA locations and promote consistent standards
Undertake project work and occasional regional travel
Responsabilidades
Significant experience in Compliance, Regulatory Advisory, or Financial Services Regulatory Law
Clear, practical regulatory advisory capab
📌 Senior Compliance Officer (Madrid)
🏢 Tp Icap Group
📍 Madrid