Regulatory Compliance Manager (Tierrantona)

Regulatory Compliance Manager (Tierrantona)

18 sep
|
Revolut
|
Tierrantona

18 sep

Revolut

Tierrantona

More visibility, more control, and more freedom.
So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission.
About the roleOur Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers.
In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk. We're looking for a Regulatory Compliance Manager to advise on client asset protection and safeguarding topics.
You'll also support with establishing and monitoring related controls.
What you'll be doingDesigning, developing, and implementing efficient control processes to ensure compliance with client asset protection requirementsProviding technical advice on safeguarding compliance to business and support functions,



while promoting regulatory awareness throughout the firmInterpreting and providing guidance on the application of safeguarding regulations to products and servicesSupporting the Client Assets Oversight Officer with risk management and governanceReviewing the output of the client money and custody asset reconciliations, and producing respective effectiveness reportsCoordinating and managing internal and external audits and reviews related to safeguarding complianceWhat you'll need3+ years of experience in a safeguarding management role in an investment firm, consultancy, or regulatorIn-depth knowledge of Delegated Directive (EU) 2017/593 and MiFID II An understanding of the regulatory requirements applicable to client asset protection and reconciliationsExperience managing control processes within a financial services firm, including knowledge of front-to-back office trade flowsThe ability to work well under pressure, manage multiple projects simultaneously, and meet tight deadlinesExcellent analytical and data interpretation skills, with the ability to identify and mitigate regulatory r

📌 Regulatory Compliance Manager (Tierrantona)
🏢 Revolut
📍 Tierrantona

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