18 sep
|
Cv-Library
|
Barcelona
18 sep
Cv-Library
Barcelona
French version will follow below*
Lea el resumen de esta posibilidad para comprender qué habilidades, incluidas las habilidades interpersonales relevantes y el dominio de paquetes de software, se requieren.
Rattachement hiérarchique :Head of Conduct Risk UK
Titulaire du poste :(senior) compliance Officer – Conduct Risk
Localisation :Paris or Barcelona
ContextThe main purpose of the role will be to provide TME Compliance with advice and support on matters relating to insurance distribution, product governance, and conduct risk.
Based in Paris / Barcelona within the TME Compliance function, and reporting to the Head of Conduct Risk in the UK, will support and maintain the culture of compliance and good governance for our TME Head office and branches.
The postholder will be well-organised and proactive, providing timely compliance advice and support. In doing so, the capability to engage with stakeholders, as well as provide high quality reporting with a strong attention to detail, will be crucial to success.
Missions
- Conduct Rules and Customer Outcomes - to ensure proper identification and implementation of matters relating to the requirements deriving from the European and Luxembourgish Insurance Distribution framework (product governance, value for money).
- Product governance - to produce the annual review of Product Risk Assessments and the completion of any new Assessments for new products or where material changes have been made to existing products.
- Reporting - to produce the TME Conduct Management Information for the Product Governance & Distribution Committee (PGDC). Contribute to various Committees or sub-Committees, as required, such as the Intermediaries Committee.
- Wordings - to undertaking reviews of customer‑facing documentation, such as wordings and IPIDS, to ensure adherence to applicable regulatory requirements
- To ensure the maintenance and updating of policies, procedures and processes that comprise the Product Governance & Distribution Fram
📌 (Senior) Compliance Officer (Barcelona)
🏢 Cv-Library
📍 Barcelona