Regulatory Compliance Manager (Madrid)

Regulatory Compliance Manager (Madrid)

09 sep
|
Trade Republic
|
Madrid

09 sep

Trade Republic

Madrid

Please note that this position is based in Madrid, Spain - relocation support is provided if required.

THE BEST WORK OF YOUR CAREER

Trade Republic is the largest savings platform in Europe - we operate in 18 countries, serving +10 million customers who trusted us with over 150B in assets. But we’re striving for more.

We have a bold mission to empower everyone to build wealth with easy, safe, and free access to financial systems. You will have the opportunity to grow your career by collaborating with a team of outstanding talents and state of the art technology to build a lasting, positive future for millions.

WHAT YOU’LL BE DOING

Definition of technical specifications related to various investment compliance requirements, ongoing review and optimization of the relevant business processes
Advising the business in the areas of MiFID II/MiFIR, MAD/MAR, MiCAR, PSD II, SRD II, EMIR etc. to ensure adherence to the relevant regulatory requirements
Monitoring of the development of the relevant regulatory and legal norms, regulatory horizon scanning across the EU member states




Communication with internal and external stakeholders in all arising questions regarding investment compliance
Preparation of reports for management and for supervisory authorities, processing of inquiries of the EU supervisory authorities
Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People
Continuous training in various compliance topics

WHAT WE'RE LOOKING FOR

Successfully completed studies in economics, law or business law or comparable studies
Ideally, several years of professional experience in the area of investment compliance in auditing or consulting firms, in-depth knowledge of the relevant regulatory and legal requirements, and/or
Several years of professional experience in the banking or financial services industry
Knowledge of MiFID II/MiFIR, WpHG, MaComp, MaRisk, MaDepot, MiCAR etc. as well as of other prominent EU regulatory framewor

📌 Regulatory Compliance Manager (Madrid)
🏢 Trade Republic
📍 Madrid

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