Manager, Compliance (Aya)

Manager, Compliance (Aya)

09 sep
|
AIA
|
Aya

09 sep

AIA

Aya

FIND YOUR 'BETTER' AT AIA
- We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us._
- We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more people - including our own - to live Healthier, Longer, Better Lives._

If you believe in better, we’d love to hear from you.

About the Role

Join us as Manager, Compliance at AIA Investment Management

We are seeking for a Manager to be part of our compliance team to

1. Provide compliance advisory to ensure that:
a. AIAIM’s activities are conducted in accordance with applicable securities regulations and relevant industry association’s best practices; and

b. AIAIM’s policies and procedures are effectively designed, drafted, implemented and adhered to from the regulatory perspective.

2. Provide broad compliance advisory support to C&R; function in various areas including regulatory compliance,



AML/CFT/Sanctions, employee and market conduct, internal management reports and regulatory filings etc.

3. Collaborate with Product Compliance sub-team on regulatory changes emanating from MAS affecting the fund vehicles and products managed by AIAIM.

Responsibilities:
- Advise on current and emerging regulations in Singapore and their impact on AIAIM’s activities. Such regulations include: licensing, business conduct, dealing in capital markets products, fund management, advising on investment products (under the SFA and FAA), AML/CFT, Economic Sanctions, funds offering and advertising requirements, outsourcing, personal data protection, derivatives reporting, substantial shareholding reporting.
- Conduct compliance reviews of processes in equities, fixed income, trading, alternative investments, real estate investments, research and derivatives businesses to ensure AIAIM operate within legal and regulatory boun

📌 Manager, Compliance (Aya)
🏢 AIA
📍 Aya

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