Senior Compliance Associate (Madrid)

Senior Compliance Associate (Madrid)

03 sep
|
Deutsche Bank
|
Madrid

03 sep

Deutsche Bank

Madrid

Job Description:Employer: DWS GroupTitle: Senior AFC & Compliance Officer- VPLocation: MadridAbout DWS:Today, markets face a whole new set of pressures – but also a whole lot of opportunity too. Join us at DWS, and you can be part of an industry-leading firm with a global presence. You can support our clients, local communities, and the environment.Team / division overviewThe Senior AFC & Compliance Officer serves as the local Anti-Financial Crime and Compliance Officer for the Spanish branches of DWS regulated entities. The role provides independent second-line oversight and advisory services across the full spectrum of DWS activities in Spain, including Asset Management, Distribution, Alternatives, Technology & Operations, Corporate Functions and strategic business initiatives.The position is fully integrated into the integral DWS AFC & Compliance organization and acts as the primary local point of contact for Spanish regulatory authorities,



senior management and internal governance bodies regarding Anti-Financial Crime and Compliance matters.Your responsibilities –As our Senior AFC & Compliance Officer- VP you will:Act as the designated local AFC & Compliance Officer for DWS regulated branches in Spain and ensure the effective implementation of the DWS AFC & Compliance Framework.Provide independent oversight of adherence to applicable Spanish, European and DWS internal regulatory requirements.Monitor regulatory developments affecting the DWS business in Spain and coordinate implementation activities with relevant stakeholders.Promote a strong culture of integrity, conduct, compliance and risk awareness across all business and infrastructure functions.Provide proactive AFC & Compliance advice and challenge to senior management, business units and infrastructure functions on regulatory and compliance matters.Advise on conflicts of interest, personal account dealing, market conduct, cross-border business activitiesAct as Compliance and AFC representative in governance

📌 Senior Compliance Associate (Madrid)
🏢 Deutsche Bank
📍 Madrid

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