Experteer Overview

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As Senior AFC u0026amp; Compliance Officer, you will lead local anti-financial crime and regulatory oversight for DWS Spain, aligning with the global AFC u0026amp; Compliance framework. You will provide advisory support to senior management and governance bodies, monitor regulatory developments, and drive a strong culture of integrity and risk awareness. Your work helps ensure compliant cross-border activities and effective controls across our Spain operations.

This role offers the chance to influence regulatory dialogue and contribute to a responsible, sustainable investment platform.

Compensaciones / Beneficios

- Act as designated local AFC u0026 Compliance Officer for DWS branches in Spain and implement the AFC u0026 Compliance Framework
- Provide independent oversight of adherence to Spanish, European and internal regulatory requirements
- Monitor regulatory developments and coordinate implementation with stakeholders
- Advise senior management and business units on regulatory and compliance matters
- Assess conflicts of interest, market conduct, cross-border activities; lead risk assessments within the Compliance Risk Assessment framework
- Represent AFC u0026 Compliance in governance forums and project steering groups
- Lead second-line monitoring and testing across AFC risk areas
- Document risk assessments, monitoring findings, and governance decisions




- Coordinate regulator interactions and support inspections and requests
- Prepare board and committee reporting for local governance
- Escalate material AFC u0026 Compliance risks within the governance framework
- Support development and maintenance of local policies and governance documentation
- Deliver AFC u0026 Compliance training and awareness initiatives
- Foster a strong compliance culture through communication and guidance
- Provide subject-matter expertise and coaching to stakeholders

Responsabilidades

- University degree in Law, Economics, Business Administration, Finance or related discipline (desirable)
- 7+ years of experience in Compliance, Anti-Financial Crime, Legal or risk/control functions in financial services
- Strong knowledge of Spanish, xugodme European and international financial services regulation for asset managers and investment firms
- Experience interacting with regulators, senior management and governance committees
- Understanding of Asset Management, Distribution, Alternatives, Technology u0026 Operations control frameworks
- Ability to balance risk management with commercial partnerships
- Excellent analytical, problem-solving and stakeholder management skills
- Strong written and verbal communication, presentation and influencing abilities
- Fluent in Spanish and English; additional European languages a plus

Requisitos principales

- Hybrid Working model
- personalized benefits plan
- healthcare options
- retirement plan options

📌 Senior AFC & Compliance Officer (Madrid)
🏢 Deutsche Bank
📍 Madrid