At ING we are looking for a MiFID Private Banking Control Specialist

Your role and work environment:

We are looking for a talented and enthusiastic MiFID Private Banking Control Specialist
to join our Private Banking Operations Team of COO Investment & Protection

The responsibility of this team is establishing and executing the first-line control framework supporting Private Banking investment services, and our way of working is data-driven, risk-focused and collaborative, combining regulatory expertise, analytical insight and close partnership with the business to ensure the highest standards of investor protection and regulatory compliance.
Your key responsibilities:
As a MIFID Control Banking Specialist you will:

Execute transaction-level and portfolio-level MiFID controls.
Monitor suitability, target market, sustainability preferences and client investment profiles.
Review client-initiative transactions and potential circumvention of MiFID controls.
Verify the delivery and appropriate archiving of suitability reports, KIDs and supporting evidence.




Monitor portfolio alignment with risk profile, investment horizon, objectives and contractual limits.
Analyse exceptions, identify root causes and coordinate remediation.
Produce auditable evidence and periodic MiFID control reporting.
Escalate material or recurring issues through the established governance.
Collaborate with Private Banking, Portfolio Management, Operations, Compliance, Legal, NFR and Data teams.
Support automation and continuous improvement of the control framework.

What are we looking for?

Want to know if this job is made for you? These are some of the qualities that we value the most for this role. And if the shoe fits… don’t hesitate to apply

Solid understanding of MiFID II, investor protection principles and suitability requirements.
Experience in Private Banking, Wealth Management, Investment Services, Risk, Controls, Compliance or related functions.
Strong analytical skills with the abili

📌 MiFID Private Banking Control Specialist (Madrid)
🏢 ING España & Portugal
📍 Madrid