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Role: Compliance Officer
Role Location: Valencia
Employment Type: Permanent

Role summary:
As a Compliance Officer at Apex Group, this role acts as a key contributor to both day‑to‑day and strategic compliance matters, ensuring adherence to local regulations, AML/CFT requirements, and internal and group policies. The position provides regulatory guidance across all levels of the organization, oversees compliance controls and monitoring, manages key compliance registers, and serves as an escalation point for complex AML/KYC, sanctions, and KYA matters. Working closely with internal and external MLROs, portfolio managers, transfer agents, and auditors,



the role supports high‑risk assessments, regulatory reporting, and investor due diligence, while also contributing to policy development, staff training, and annual compliance and AML risk reporting.

Key responsibilities:
- Key player in the Compliance Team for a broad spectrum of day-to-day-business and strategic topics.
- Ensure compliance, together with the Compliance Team, with local laws and regulations as well as with the internal and group policies and procedures.
- Give guidance to all levels of employees in relation to the execution and implementation of regulatory obligations and the internal procedures.
- Management and performance of controls in accordance with the Compliance Monitoring Plan and ad hoc controls.
- Oversee the maintenance of Compliance logs, such as Conflict of Interest register, Complaints register, PEP register; including the assessment of situations in these subject are

📌 Compliance Officer (Valencia)
🏢 Apex Group
📍 Valencia