The Compliance Advisory Officer will work as a member of the Compliance team, based in TP ICAP's offices, and report directly to the Compliance Manager to foster a strong compliance culture across TP ICAP's companies, with particular responsibility for the Madrid and continental European divisions of the business.

Si desea saber un poco más sobre esta posibilidad, o está considerando presentar su candidatura, por favor, lea la siguiente información del puesto.
The role is primarily advisory in nature, spanning conduct of business, regulatory guidance, training, and compliance-related strategic support. The primary objective of the role will be to act as a trusted advisor to the business, working with leadership across the functions to embed regulatory requirements into day-to-day operations and to improve the effectiveness and efficiency of the Compliance function.

Role Responsibilities

-
- Support the Compliance Manager and wider Compliance team in delivering the Compliance function's objectives and advisory activities.
- Provide practical,



risk-based regulatory advice to business stakeholders on Conduct, Markets and Wholesale Financial Services regulations.
- Assist in responding to day-to-day regulatory queries from business and support functions.
- Support the interpretation and implementation of MiFID II/MiFIR and other regulatory developments, assessing potential business impacts and contributing to implementation activities.
- Assist in maintaining oversight of TP ICAP's European operations to support compliance with applicable regulatory requirements.
- Contribute to the identification of emerging regulatory risks and support the development of appropriate mitigation actions.
- Partner with Risk, Legal and other control functions to support a coordinated and effective control environment.
- Assist in the development, enhancement and maintenance of compliance policies, procedures and controls.
- Support business and functional teams in understanding regula

📌 Compliance Advisory Officer (Madrid)
🏢 Tp Icap
📍 Madrid