Company Overview

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FundRock is a Pan-European leading independent UCITS management company and AIFM (Alternative Investment Fund Manager). Our clients are established blue‑chip companies and leaders in their domestic market. We invest in our people, enabling you to develop your skills and build on your experience. If you like the idea of working for an ambitious and growing company, as part of a multicultural team, we are the place for you.

Role
Title: Compliance Officer

Location: Valencia

Employment Type: Permanent

Role Summary: As a Compliance Officer at Apex Group, this role acts as a key contributor to both day‑to‑day and strategic compliance matters, ensuring adherence to local regulations, AML/CFT requirements, and internal and group policies. The position provides regulatory guidance across all levels of the organization, oversees compliance controls and monitoring, manages key compliance registers,



and serves as an escalation point for complex AML/KYC, sanctions, and KYA matters. Working closely with internal and external MLROs, portfolio managers, transfer agents, and auditors, the role supports high‑risk assessments, regulatory reporting, and investor due diligence, while also contributing to policy development, staff training, and annual compliance and AML risk reporting.

Key Responsibilities

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- Key player in the Compliance Team for a broad spectrum of day‑to‑day business and strategic topics.
- Ensure compliance, together with the Compliance Team, with local laws and regulations as well as with the internal and group policies and procedures.
- Give guidance to all levels of employees in relation to the execution and implementation of regulatory obligations and the internal procedures.
- Management and performance of controls in accordance with the Compliance Monitoring Plan and ad hoc controls.
- Oversee the maint

📌 Compliance Officer (Valencia)
🏢 Apex Group Ltd (UK Branch)
📍 Valencia