The TP ICAP Group is a world leading provider of market infrastructure.
Our purpose is to provide clients with access to general financial and
commodities markets, improving price discovery, liquidity, and distribution of
data, through responsible and innovative solutions.
Through our people and technology, we connect clients to superior liquidity and
data solutions.
The Group is home to a stable of premium brands. Collectively, TP ICAP is the
largest interdealer broker in the world by revenue, the number one Energy &
Commodities broker in the world, the world’s leading provider of OTC data, and
an award winning all-to-all trading platform.
The Group operates from more than 60 offices in 27 countries. We are 5,300
people strong. We work as one to achieve our vision of being the world’s most
trusted, innovative, liquidity and data solutions specialist.
Role Overview
The Compliance team is responsible for proactively engaging with the business to
provide clear advice and support to:
* Ensure the group continues to meet all applicable regulatory requirements;
* Protect the group and its staff from regulatory sanction; and
* Maintain its reputation as an IDB which acts with honesty, integrity, respect
and excellence.
The Compliance Advisory Officer will work as a member of the Compliance team,
based in TP ICAP's offices, and report directly to the Compliance Manager to
foster a strong compliance culture across TP ICAP's companies, with particular
responsibility for the Madrid and continental European divisions of the
business.
The role is primarily advisory in nature, spanning conduct of business,
regulatory guidance, training, and compliance-related strategic support. The
primary objective of the role will be to act as a trusted advisor to the
business, working with leadership across the functions to embed regulatory
requirements into day-to-day operations and to improve the effectiveness and
efficiency of the Compliance function.
Role Responsibilities
* Su
📌 Compliance Advisory Officer (Madrid)
🏢 ICAP
📍 Madrid