Job Description: Chief Compliance Officer (CCO)

Industry: Banking, Financial Services, Insurance, Investment

Job Type: Full-Time

Reporting To: Chief Executive Officer (CEO) / Board Audit & Compliance Committee

Job Summary

The Chief Compliance Officer (CCO) is responsible for overseeing the organization's compliance framework, ensuring adherence to all regulatory requirements, internal policies, and ethical standards. This role leads the compliance function across banking, insurance, and investment operations, safeguarding the organization from legal, regulatory, and reputational risks.

The CCO plays a critical role in promoting a strong compliance culture and advising executive leadership on regulatory developments and compliance risks.

Key Responsibilities

1. Compliance Strategy & Framework

Develop and implement a comprehensive compliance program

Establish policies, procedures, and controls to ensure regulatory adherence

Define compliance risk frameworks aligned with business objectives

Promote a culture of integrity and ethical conduct

2.



Regulatory Compliance & Oversight

Ensure compliance with applicable laws and regulations (central bank, insurance authority, securities regulators)

Monitor regulatory changes and assess their impact on the organization

Maintain strong relationships with regulators and supervisory authorities

Oversee regulatory reporting and filings

3. Compliance Risk Management

Identify, assess, and mitigate compliance risks across all business units

Conduct compliance risk assessments and monitoring activities

Develop and implement remediation plans for identified issues

Ensure alignment with enterprise risk management frameworks

4. Policies, Controls & Monitoring

Establish and maintain internal controls and compliance monitoring systems

Conduct regular compliance audits and reviews

Oversee implementation of policies across departments

Ensure proper documentation and record-keeping

5. Anti-Money Laundering (AML) & Fin

📌 Chief Compliance Officer (Trinitat)
🏢 thehivecareers.co
📍 Trinitat