30 jul
|
Dormont Manufacturing
|
Madrid
30 jul
Dormont Manufacturing
Madrid
a leading global provider of independent investment research, is looking for an experienced lawyer for the Integral Regulatory Strategy and Advisory Team, Legal. This position directly reports to Global Head of Regulatory Strategy and Advisory, Legal, a direct report of the Chief Legal Officer, and is part of a team with three other lawyers (two US regulatory lawyers in Chicago and one APAC regulatory lawyer in Sydney). Advising the business on legal regulatory strategy and risk, including with respect to regulatory matters associated with strategic initiatives and new business line development.
Advising
Compliance on the management of Morningstar’s regulatory compliance responsibilities and consulting with external parties, as appropriate. Advising the Compliance Team in internal investigations, and development and implementation of policies, guidelines and other documents pertaining to regulatory requirements applicable to Morningstar’s regulated businesses, as necessary.
Law degree and qualified to practice in a European Union Member State or England At least 6 years of financial services or securities law experience in a European Union jurisdiction or the United Kingdom Financial services compliance/regulatory experience required Familiarity with the laws and regulations applicable to European benchmarks, ratings, investment advisory or asset management businesses is an advantage Must be admitted to practice law or eligible for admission to practice as in-house counsel in the jurisdiction where located Morningstar’s hybrid work environment gives you the opportunity to collaborate in-person each week as we’ve found that we’re at our best when we’re purposely together on a regular basis.
In most of our locations, our hybrid work model is four days in-office each week. No matter where you are, you’ll have tools and resources to engage meaningfully with your global colleagues. 301_MstarEurLtd Morningstar Europe Ltd (UK) Legal Entity #
📌 Counsel (Madrid)
🏢 Dormont Manufacturing
📍 Madrid