30 jul
|
Julius Baer
|
España
30 jul
Julius Baer
España
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.
The Team Head – Products & Services Compliance plays a pivotal role within the Compliance function of Bank Julius Baer Europe (BJBE), reporting to the Head of Regulatory and Product & Services Compliance. This position is central to safeguarding the integrity and regulatory standing of the bank by leading a dedicated team responsible for proactive compliance monitoring across core business activities.
Operating as a strategic partner to senior management, the incumbent ensures robust oversight of compliance risks associated with products, services, and client‑related operations. The role demands a strong command of EU financial regulation, deep technical expertise, and the ability to lead with influence across multi‑jurisdictional teams.
The individual will uphold the highest standards of conduct in alignment with Julius Baer’s values and governance expectations.
Leadership & Compliance Oversight
- Lead, mentor, and develop a high‑performing compliance team focused on product and service monitoring, fostering a culture of accountability, precision, and continuous improvement.
- Ensure full adherence to internal policies, regulatory requirements, and supervisory expectations across all BJBE entities.
- Champion the “Second Line of Defense” mandate by providing independent, objective assessment and challenge to front‑line functions.
Regulatory Advisory & Business Partnership
- Serve as a trusted advisor to business units, legal, risk and product development on compliance implications relating to current and emerging regulations.
- Proactively assess the impact of evolving regulatory landscapes—including MiFID II, IDD, AML/CFT, Tax Transparency (CRS/FATCA), Sanctions, Market Abuse Regulation (MAR), and ESG‑related rules—and translate thes
📌 Team Head (España)
🏢 Julius Baer
📍 España